| ITEM |
DATE |
DATE |
LAW NAME |
| 1. |
2025/02/07 |
|
Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants
CH
|
| 2. |
2025/02/07 |
|
Regulations Governing the Preparation of Financial Reports by Securities Firms
CH
|
| 3. |
2025/01/23 |
|
Taipei Exchange Directions for Reporting and Handling of Out-Trades and Account Number Corrections by Securities Brokers
CH
|
| 4. |
2025/01/09 |
|
Taipei Exchange Regulations Governing the Go Incubation Board for Startup and Acceleration Firms
CH
|
| 5. |
2025/01/08 |
|
Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises
CH
|
| 6. |
2025/01/08 |
|
Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms
CH
|
| 7. |
2025/01/08 |
|
Taipei Exchange Procedures for the Review of Securities for TPEx Listing
CH
|
| 8. |
2025/01/07 |
|
Taipei Exchange Administrative Directions for the Financial Derivatives Trade Database
CH
|
| 9. |
2024/12/31 |
|
Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC)
CH
|
| 10. |
2024/12/31 |
|
Taiwan Depository & Clearing Corporation Directions for the Handling by Participants of Book-Entry Transfer Operations for Exchange-Traded Fund Beneficial Certificates and Active Exchange-Traded Fund Beneficial Certificates
CH
|
| 11. |
2024/12/31 |
|
Taipei Exchange Rules Governing Securities Trading on the TPEx
CH
|
| 12. |
2024/12/31 |
|
Taipei Exchange Operation Directions for Announcement or Notice of Attention to Trading Information and Dispositions
CH
|
| 13. |
2024/12/31 |
|
Detailed Numerical Standards and Exceptions to the Irregularity Standards in the Subparagraphs under Article 4, Paragraph 1 of the Taipei Exchange Directions for Announcement or Notice of Attention to Trading Information and Dispositions on the TPEx
CH
|
| 14. |
2024/12/31 |
|
Taipei Exchange Directions for Securities Firms Handling Changes to Trading Category
CH
|
| 15. |
2024/12/31 |
|
Taipei Exchange Directions for the Recognition of the Qualifications of Underlying Indexes of Passive Exchange-Traded Funds
CH
|
| 16. |
2024/12/31 |
|
Taipei Exchange Rules Governing Securities Firms Recommending Trades in Securities to Customers
CH
|
| 17. |
2024/12/31 |
|
Special Risk Disclosure Statement for Trading and Creation / Redemption of TPEx Listed Passive Exchange-Traded Fund Beneficial Certificates
CH
|
| 18. |
2024/12/31 |
|
Taipei Exchange Operating Procedures Governing the Split and Reverse Split of Beneficial Certificates of Passive Exchange-Traded Funds and Active Exchange-Traded Funds Traded on the TPEx
CH
|
| 19. |
2024/12/31 |
|
Taipei Exchange Operating Procedures for Handling Appeals by Securities Issuers
CH
|
| 20. |
2024/12/31 |
|
Taipei Exchange Operational Rules Governing the Passive Exchange-Traded Fund and Active Exchange-Traded Fund Request for Quote Platform
CH
|