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Enforcement Letter

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ITEM DATE DATE TITLE
1. 2025/02/10 Financial-Supervisory-Securities-Firms 11403803267
2. 2024/12/30 Financial-Supervisory-Securities-SITC 1130367069
3. 2024/12/27 Financial-Supervisory-Securities-SITC 1130386473
4. 2024/12/03 Financial-Supervisory-Securities-Firms 1130385979
5. 2024/10/25 Financial-Supervisory-Securities-SITC 1130384919
6. 2024/10/15 Financial-Supervisory-Securities-Corporate 1130384523
7. 2024/10/14 Financial-Supervisory-Securities-Corporate 1130147278
8. 2024/10/01 Financial-Supervisory-Securities-Firms 1130353825
9. 2024/09/26 Financial-Supervisory-Securities-Firms 11303479011
10. 2024/09/26 Financial-Supervisory-Securities-Corporate 1130384280
11. 2024/09/26 Financial-Supervisory-Securities-Firms 1130347901
12. 2024/09/24 Financial-Supervisory-Securities-SITC 1130384163
13. 2024/08/23 Financial-Supervisory-Securities-Firms 11303487862
14. 2024/08/23 Financial-Supervisory-Securities-Firms 11303487861
15. 2024/08/23 Financial-Supervisory-Securities-Firms 11303487863
16. 2024/04/10 Financial-Supervisory-Securities-Trading 1130132932
17. 2024/04/10 Financial-Supervisory-Securities-Trading 11301329321
18. 2024/03/08 Financial-Supervisory-Securities-Trading 1130380810
19. 2024/03/08 Financial-Supervisory-Securities-Trading 11303808101
20. 2024/01/04 Financial-Supervisory-Securities-Firms 1120385996
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