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Enforcement Letter

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ITEM DATE DATE TITLE
1. 2026/04/02 Financial-Supervisory-Securities-Futures 1150381001
2. 2026/03/30 Financial-Supervisory-Securities-Corporate 11501300604
3. 2026/03/10 Financial-Supervisory-Securities-Firms 1150380806
4. 2026/03/06 Financial-Supervisory-Securities-SITC 1150380279
5. 2026/02/04 Financial-Supervisory-Securities-SITC 1140386137
6. 2026/01/26 Financial-Supervisory-Securities-Firms 1140386202
7. 2026/01/08 Financial-Supervisory-Securities-Firms 11403649271
8. 2026/01/06 Financial-Supervisory-Securities-Firms 11403667616
9. 2026/01/06 Financial-Supervisory-Securities-Firms 1140366761
10. 2025/12/26 Financial-Supervisory-Securities-Firms 11403856096
11. 2025/12/26 Financial-Supervisory-Securities-Firms 11403856095
12. 2025/12/26 Financial-Supervisory-Securities-Firms 11403856094
13. 2025/12/26 Financial-Supervisory-Securities-Firms 11403856097
14. 2025/12/26 Financial-Supervisory-Securities-Firms 11403856098
15. 2025/10/03 Financial-Supervisory-Securities-Trading 1140384483
16. 2025/09/02 Financial-Supervisory-Securities-SITC 1140384085
17. 2025/08/29 Financial-Supervisory-Securities-SITC 1140383984
18. 2025/07/24 Financial-Supervisory-Securities-Firms 1140140240
19. 2025/07/18 Financial-Supervisory-Securities-Firms 1140383122
20. 2025/06/27 Financial-Supervisory-Securities-Firms 1140382354
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