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Enforcement Letter

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ITEM DATE DATE TITLE
1. 2025/10/03 Financial-Supervisory-Securities-Trading 1140384483
2. 2025/10/01 Financial-Supervisory-Securities-Firms 1140384507
3. 2025/09/02 Financial-Supervisory-Securities-SITC 1140384085
4. 2025/08/29 Financial-Supervisory-Securities-SITC 1140383984
5. 2025/07/24 Financial-Supervisory-Securities-Firms 1140140240
6. 2025/07/18 Financial-Supervisory-Securities-Firms 1140383122
7. 2025/06/27 Financial-Supervisory-Securities-Firms 1140382354
8. 2025/03/18 Financial-Supervisory-Securities-Firms 11403333581
9. 2025/03/18 Financial-Supervisory-Securities-Futures 1140380894
10. 2025/02/10 Financial-Supervisory-Securities-Firms 11403803265
11. 2025/02/10 Financial-Supervisory-Securities-Firms 11403803267
12. 2024/12/30 Financial-Supervisory-Securities-SITC 1130367069
13. 2024/12/27 Financial-Supervisory-Securities-SITC 1130386473
14. 2024/12/03 Financial-Supervisory-Securities-Firms 1130385979
15. 2024/10/25 Financial-Supervisory-Securities-SITC 1130384919
16. 2024/10/15 Financial-Supervisory-Securities-Corporate 1130384523
17. 2024/10/14 Financial-Supervisory-Securities-Corporate 1130147278
18. 2024/10/01 Financial-Supervisory-Securities-Firms 1130353825
19. 2024/09/26 Financial-Supervisory-Securities-Corporate 1130384280
20. 2024/09/26 Financial-Supervisory-Securities-Firms 1130347901
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