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〔Futures Rules and Regulations | Governing Rules〕

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ITEM LAW NAME
1. Compliance Directions for Futures Commission Merchants Reporting Material Contingencies Ch
2. Exchange Traded Notes Prospectus and Simplified Prospectus Template Ch
3. Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes Ch
4. Standards Governing the Establishment of Futures Exchanges Ch
5. Regulations Governing Futures Exchanges Ch
6. Standards Governing the Establishment of Futures Clearing Houses Ch
7. Regulations Governing Futures Clearing Houses Ch
8. Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants Ch
9. Regulations Governing Futures Commission Merchants Ch
10. Standards Governing the Establishment of Futures Commission Merchants Ch
11. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants Ch
12. Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Trade Reports and Reconciliation Statements, and the Cancellation of Accounts by Futures Commission Merchants Ch
13. Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions Ch
14. Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members Ch
15. Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders Ch
16. Guidelines for Pre-Account Opening Procedures by FCM-Appointed Introducing Brokers Outside of the Place of Business Ch
17. Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Ch
18. Taiwan Futures Exchange Corporation Directions for Applications by Futures Commission Merchants to Continue Operation After Force Majeure Events Ch
19. Regulations Governing the Preparation of Financial Reports by Futures Commission Merchants Ch
20. Regulations Governing Managed Futures Enterprises Ch
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