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〔Securities Rules and Regulations | Securities Issuance | Underwriting〕

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1. Taipei Exchange Rules Governing Securities Trading on the TPEx Ch
2. Guidelines for Public Subscription and Private Placement of Securities Ch
3. Taipei Exchange Directions Concerning the Requirement that a Public Company Applying for TPEx Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting Ch
4. Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers Ch
5. Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms Ch
6. Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers Ch
7. Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers Ch
8. Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market Ch
9. Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms Ch
10. Operational Rules Governing Day Trades of Securities Ch
11. Taiwan Stock Exchange Corporation Assessment and Auditing Procedures for Securities Underwriter Handling Initial Listing Applications Ch
12. Taiwan Stock Exchange Corporation's ("TWSE") Rules Governing the Reporting of Basic Information of Advisory Client Companies by Securities Underwriters Ch
13. Audit Content and Disposition Standards for Securities Subscription Operations of Securities Firms Ch
14. Directions for Operations Outsourcing by Securities Firms Ch
15. Directions for Operations Outsourcing by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Ch
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