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LAW NAME
1.
Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms
Ch
2.
Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers
Ch
3.
Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers
Ch
4.
Corporate Governance Best-Practice Principles for SITEs/SICEs
Ch
5.
Agreement for Depositing Underlying Securities as Trading Margin in Taiwan Futures Exchange Corporation Stock Option Contract Call Writing (Reference Template)
Ch
6.
The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds
Ch
7.
The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds
Ch
8.
The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds
Ch
9.
Securities Investment Trust and Consulting Association Guidelines Governing Items to be Contained in the General Agent Agreement and Sales Agent Agreement
Ch
10.
The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds
Ch
11.
Securities Investment Trust & Consulting Association of R.O.C. Sample Investor Brochure on Offshore Funds
Ch
12.
Sample Sales Agent Agreement (Two Parties)
Ch
13.
Sample Sales Agent Agreement (Three Parties)
Ch
14.
Taiwan Securities Association Directions Governing the Underwriting Procedures to be Followed by Underwriters in Conducting an Initial Listing on a Stock Exchange or Over-the-Counter Market
Ch
15.
Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers
Ch
16.
Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
Ch
17.
The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents
Ch
18.
Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises of Securities Investment Trust and Consulting Association of the ROC
Ch
19.
Securities Investment Trust and Consulting Association of the R.O.C.'s Model Guidelines for Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Anti-Money Laundering and Counter Terrorism Financing Policies and Procedures
Ch
20.
Discretionary Investment Services Contract Template
Ch
Total
31
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