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Browse Laws

〔Regulations | Futures〕

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ITEM LAW NAME
1. Compliance Directions for Futures Commission Merchants Reporting Material Contingencies Ch
2. Standards Governing the Establishment of Futures Commission Merchants Ch
3. Regulations Governing Futures Commission Merchants Ch
4. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants Ch
5. Standards Governing the Establishment of Futures Exchanges Ch
6. Standards Governing the Establishment of Futures Clearing Houses Ch
7. Regulations Governing Futures Exchanges Ch
8. Regulations Governing Futures Clearing Houses Ch
9. Futures Market Surveillance Regulations Ch
10. Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Ch
11. Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area Ch
12. Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions Ch
13. Rules for Futures Commission Merchants in Reporting Default by Principals Ch
14. Regulations Governing the Preparation of Financial Reports by Company-Type Futures Exchanges Ch
15. (REPEALED) Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises (Repealed) Ch
16. (REPEALED) Standards Governing the Security of Personal Data Files in the Securities and Futures Industries Ch
17. (REPEALED) Procedures and Fees for Inquiry, Examination, and Issuance of Copies of Computer-Processed Personal Data in the Securities and Futures Industries Ch
18. (REPEALED) Guidelines for Use of Securities Investment Trust Funds for Trading of Securities-Related Products by Securities Investment Trust Enterprises Ch
19. (REPEALED) Guidelines for Futures Trading by Overseas Chinese and Foreign Nationals Ch
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