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〔Securities Rules and Regulations | Securities Exchange | Governing Securities Firms〕

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1. Corporate Governance Best-Practice Principles for Securities Firms Ch
2. Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms Ch
3. Operating Rules for Securities Business Money Lending by Securities Firms Ch
4. Operating Rules for Securities Lending by Securities Firms Ch
5. Sustainable Development Best Practice Principles for TWSE/TPEx Listed Companies Ch
6. Guidelines Governing the Creation of Customer Ledgers of Securities Firms' Settlement Accounts Ch
7. Establishing Information Security Inspection Mechanisms for Securities Firms Ch
8. Taiwan Stock Exchange Corporation Procedures for Accessing Working Paper of Securities Firm’s Financial Statements Audited and Certified by Certified Public Accountant Ch
9. Stewardship Principles for Institutional Investors Ch
10. Measures for Search for Other Places of Business by Securities Firms in Response to Severe Communicable Diseases Ch
11. Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan Ch
12. Standards Governing the Establishment of Securities Firms Ch
13. Regulations Governing Securities Firms Ch
14. Regulations Governing Responsible Persons and Associated Persons of Securities Firms Ch
15. Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants Ch
16. Regulations Governing the Preparation of Financial Reports by Securities Firms Ch
17. Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions Ch
18. Regulations Governing Securities Trading on the Taipei Exchange Ch
19. Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers Ch
20. Regulations Governing Securities Borrowing and Lending by Securities Firms Ch
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