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〔Futures Rules and Regulations | Governing Rules〕

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ITEM LAW NAME
1. Regulations Governing Futures Advisory Enterprises Ch
2. Establishment of an Information and Communications Security Inspection System for Futures Commission Merchants Ch
3. Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes Ch
4. Exchange Traded Notes Prospectus and Simplified Prospectus Template Ch
5. Directions on Information and Communication Security Management and Control of New Technologies for Associations of Securities and Futures Market Ch
6. Compliance Directions for Futures Commission Merchants Reporting Material Contingencies Ch
7. Operating Procedures for the Assessment of Information and Communication Security of Information and Communication Systems by Futures Commission Merchants Ch
8. Standards Governing the Establishment of Futures Exchanges Ch
9. Regulations Governing Futures Exchanges Ch
10. Standards Governing the Establishment of Futures Clearing Houses Ch
11. Regulations Governing Futures Clearing Houses Ch
12. Taiwan Futures Exchange Corporation Rules Governing Online Reporting Procedures for Futures Commission Merchants Ch
13. Regulations Governing Futures Commission Merchants Ch
14. Standards Governing the Establishment of Futures Commission Merchants Ch
15. Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants Ch
16. Taiwan Futures Exchange Corporation Operation Directions Governing the Sending of Trade Reports and Reconciliation Statements, and the Cancellation of Accounts by Futures Commission Merchants Ch
17. Regulations Governing Establishment of Subsidiaries and Branches in Hong Kong and Macao by Taiwanese Securities or Futures Institutions Ch
18. Taiwan Futures Exchange Corporation Table of Mandatory Preservation Periods for Accounts, Statements, Vouchers, and Certificates of Futures Commission Merchants and Clearing Members Ch
19. Taiwan Futures Exchange Corporation Guidelines for Futures Commission Merchants Appointing Introducing Brokers to Assist in Processing Margin Withdrawal Requests from Futures Traders Ch
20. Regulations Governing the Operation of Futures Introducing Broker Business by Securities Firms Ch
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