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〔Securities Rules and Regulations | Securities Issuance | Underwriting〕

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ITEM LAW NAME
1. Taipei Exchange Rules Governing Securities Trading on the TPEx Ch
2. Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms Ch
3. Guidelines for Public Subscription and Private Placement of Securities Ch
4. Taipei Exchange Directions Concerning the Requirement that a Public Company Applying for TPEx Trading of Its Stock Engage a Recommending Securities Firm to Carry Out Underwriting Ch
5. Taiwan Securities Association Assessment and Auditing Procedures for Securities Underwriters Consigned to Prepare Underwriter Assessment Reports for Offerings and Issuance of Securities by Issuers Ch
6. Taiwan Securities Association Directions for Information to be Published in Securities Underwriter Evaluation Reports for the Public Offering and Issuance of Securities by Foreign Securities Issuers Ch
7. Taiwan Securities Association Rules for Information to be Published in Securities Underwriter Evaluation Reports on Offering and Issuance of Securities by Securities Issuers Ch
8. Taiwan Stock Exchange Corporation Assessment and Auditing Procedures for Securities Underwriter Handling Initial Listing Applications Ch
9. Taiwan Stock Exchange Corporation's ("TWSE") Rules Governing the Reporting of Basic Information of Advisory Client Companies by Securities Underwriters Ch
10. Audit Content and Disposition Standards for Securities Subscription Operations of Securities Firms Ch
11. Directions for Operations Outsourcing by Securities Firms Ch
12. Directions for Operations Outsourcing by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Ch
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