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〔Securities Rules and Regulations〕

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ITEM LAW NAME
1. Company Act Ch
2. Taiwan Depository & Clearing Corporation Directions for Book-Entry Transfer Operations for Securities Issued Cross-Border Ch
3. Taipei Exchange Procedures for the Suspension or Termination of Operations by Securities Firms Ch
4. Taipei Exchange Supplementary Provisions Governing Applications to Transmit (Broadcast) Real-Time Stock Price Index Information and/or Delayed Trading Information Ch
5. Taiwan Depository & Clearing Corporation Directions for the Handling by Investor Custodian Banks of Account Opening, and Settlement and Withdrawal of Short-Term Bills Ch
6. Taiwan Depository & Clearing Corporation Directions for Central Custody and Book-Entry Transfer Operations by Foreign Issuers for Stocks with Primary Listings on the TWSE or TPEx and for Emerging Stocks Ch
7. Taipei Exchange Directions for Subscription and Redemption of Exchange-Traded Notes Ch
8. Taipei Exchange Rules Governing Information to be Published in Prospectuses for Applications for Security Token Offerings for Over-the-Counter Trading Ch
9. Guidelines for Handling Defects in Filing of Supervisory Information by Securities Firms Ch
10. Procedures for Application of Insider of Listed Company for Transfer of Shares Deposited in Segregated Collective Investment Account for Foreign/PRC National Employees Ch
11. Guidelines for Securities Firms to Allow Investors to Create Trading Conditions on Placing Orders Ch
12. Taiwan Stock Exchange Corporation Standards of Transaction Charge Discounts to Market Makers and Exchange Incentive Program Participants Ch
13. Taiwan Stock Exchange Corporation Market Maker and Exchange Incentive Program Participant Regulations Ch
14. Taiwan Depository and Clearing Corporation Directions for Discretionary Investment Book-Entry Operations Ch
15. Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Listed Exchange Traded Notes by Securities Firms Ch
16. Taiwan Stock Exchange Corporation Operating Directions for Subscription and Sellback of Exchange Traded Notes Ch
17. Risk Disclosure Statement for Trading and Subscription and Buyback of Exchange Traded Fund Beneficial Certificates Ch
18. Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and TPEx Listed Companies Ch
19. Principles for Review and Approval of Institution in Continuing Education System under Directions for the Implementation of Continuing Education for Directors and Supervisors of TWSE Listed and TPEx Listed Companies Ch
20. Guidelines for Work-From-Home Applications by Bond Dealers in Response to Serious Special Infectious Diseases Ch
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