Article 5 |
|
Article 6 |
|
Article 7 |
|
Article 8 |
|
Article 9 |
|
Article 10 |
|
Article 11 |
|
Article 12 |
|
Article 13 |
|
Article 14 |
|
Article 15 |
|
Article 16 |
|
Article 17 |
|
Article 18 |
|
Article 19 |
|
Article 20 |
|
Article 21 |
|
Article 22 |
|
Article 23 |
|
Article 24 |
|
Article 25 |
|
Article 26 |
|
Article 27 |
|
Article 28 |
|
Article 29 |
The collateral securities received by the TWSE in conducting securities loan transaction business shall be delivered to the custody of the central securities depository.
Upon execution of a securities loan transaction, the central securities depository shall make a notation on the borrowed subject securities as per notification from the TWSE. The same does not apply, however, to securities borrowed through a securities borrowing and lending account of a securities firm or of a securities finance enterprise.
No subject securities on which a notation has been made under the preceding paragraph may be transferred or withdrawn, except for the following purposes:
1.For sale through a sell order given to a securities firm.
2.For returning securities borrowed or for compensating for securities entitlements.
3.For returning spot securities in short sales.
4.For the purposes associated with the exercise of call (put) warrants, equity options, and other equity-type financial instruments.
5.For use in the in-kind creation or redemption of units of investment trust exchange traded funds or offshore exchange traded funds.
6.For such other purposes as may be approved by the TWSE.
When borrowed securities are used for the in-kind creation of units of investment trust exchange traded funds or offshore exchange traded funds under subparagraph 5 of the preceding paragraph, any further lending thereof is prohibited. |
Article 30 |
|
Article 31 |
|
Article 32 |
|
Article 33 |
|
Article 33-1 |
|
Article 33-2 |
|
Article 33-3 |
|
Article 34 |
|
Article 35 |
|
Article 36 |
|
Article 37 |
|
Article 38 |
|
Article 39 |
|
Article 40 |
|
Article 41 |
|
Article 42 |
|
Article 43 |
|
Article 44 |
|
Article 45 |
|
Article 46 |
|
Article 47 |
|
Article 48 |
|
Article 49 |
|
Article 49-1 |
|