| Article 3 |
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| Article 3-1 |
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| Article 3-2 |
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| Article 4 |
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| Article 5 |
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| Article 6 |
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| Article 7 |
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| Article 8 |
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| Article 9 |
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| Article 9-1 |
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| Article 10 |
Where a stock issuer suspends amendment of entries of the shareholders register in accordance with Article 165 of the Company Act, it shall report it on the Internet information reporting system designated by the GTSM 12 business days prior to the date for suspension of share transfer for a shareholders meeting.
Where the competent authority has imposed restrictions on the GTSM trading of certain securities and the restrictions have not yet been lifted, such securities that have been privately placed shall still not be traded on the GTSM upon the lapse of the period of restriction of transfer of the privately placed securities. If the event that was the grounds for the restriction on GTSM trading occurs before the resolution of a shareholders' meeting to conduct the private placement of securities, the restriction shall be thoroughly explained at the shareholders' meeting. If the event that was the grounds for the restriction on GTSM trading occurs after the resolution of a shareholders' meeting to conduct the private placement of securities, it shall be thoroughly and explicitly disclosed in the private placement procedures.
Where necessary in special circumstances, a GTSM company may, after reporting the date and agenda for the shareholders meeting within the period provided in paragraph 1, announce the amount of dividends and bonuses to be distributed or rights to be allocated in a subsequent public announcement made at least 40 days prior to the date of the shareholders meeting on the above-mentioned Internet information reporting system designated by the GTSM.
Twelve business days before the date for suspension of bond transfer ["book closure date"], an issuer of convertible corporate bonds, exchangeable corporate bonds, or corporate bonds with warrants shall make a public announcement on the Internet information reporting system designated by the GTSM. Twenty business days before the book closure date for issuance of bonus shares, book closure date for cash dividends, book closure date for rights issue, or other due and lawful book closure date of any company that issues shares underlying the exercise of convertible corporate bonds, exchangeable corporate bonds or corporate bonds with warrants, the issuer of the convertible corporate bonds, exchangeable corporate bonds, or corporate bonds with warrants shall publicly announce on the Internet reporting system designated by the GTSM the relevant details such as the period of the suspension of bond conversions, exchanges, or subscriptions.
Where a foreign issuer and the agent or depositary institution engaged by it fix a period for suspension of change of entries of the register of holders of stock, depositary receipts, or NT dollar denominated foreign bonds in accordance with the laws and regulations of the home country for distribution of dividends or interest, bonus or other interest on the stocks traded on the GTSM or foreign securities or NT dollar denominated foreign bonds represented by the Taiwan depositary receipts, paragraph 1 above shall apply mutatis mutandis.
When the trustee institution that issues an REIT fund fixes a period for suspension of change of entries to the register of beneficial owners or a record date for distribution of income, paragraph 1 shall apply mutatis mutandis.
If there is subsequently any change in abovementioned publicly announced information of aa GTSM listed company, or the public announcement is not made by the company within the time period specified by the GTSM, then the GTSM listed company shall bear full liability for any resultant trade dispute or damage suffered by a party to a trade.
When a SITE that issues an ETF fixes a book-closure period for suspension of change of entries to the register of beneficial owners or a record date for distribution of income, paragraphs 1 and 7 shall apply mutatis mutandis. |
| Article 10-1 |
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| Article 10-2 |
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| Article 10-3 |
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| Article 11 |
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| Article 11-1 |
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| Article 11-2 |
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| Article 11-3 |
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| Article 11-4 |
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| Article 11-5 |
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| Article 11-6 |
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| Article 12 |
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| Article 12-1 |
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| Article 12-2 |
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| Article 12-3 |
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| Article 12-4 |
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| Article 12-5 |
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| Article 12-6 |
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| Article 12-7 |
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| Article 12-8 |
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| Article 12-9 |
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| Article 12-10 |
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| Article 12-11 |
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| Article 12-12 |
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| Article 12-13 |
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| Article 13 |
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| Article 13-1 |
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| Article 13-2 |
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| Article 14 |
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| Article 15 |
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