S
M
L

Search Result

Title Taipei Exchange Rules Governing the Review of Call (Put) Warrants for Trading on the TPEx CH
Date 2012.04.17 ( Amended )

Article Content

Article 1
Article 2
Article 3
Article 4
Article 5
Article 6
Article 7
Article 8
Article 8-1
Article 9
Article 10
Article 11
Article 12
Article 13 In the case of GTSM listing of a call (put) warrant where the securities firm has obtained approval documents from the GTSM, the securities firm shall sign a GTSM listing contract for call (put) warrants with the GTSM, and the GTSM will announce GTSM listing of the warrants after obtaining approval from the competent authority. After the competent authority approves the GTSM listing contract referred to in the preceding paragraph, the contract may be rescinded by reporting to the competent authority for approval under the following circumstances: 1. Where, prior to GTSM trading, there is a discovery by the competent authority or a letter of report from the GTSM of any of the circumstances under Article 8. 2. The securities firm applies to rescind the contract. For the already-issued call (put) warrants in the preceding paragraph, the securities firm shall return the price with statutory interest included within 10 days from receipt of GTSM notice of approval for rescission of the GTSM listing contract.
Article 13-1
Article 14
Article 15
Article 16
Article 17
Article 18
Article 19
Article 20
Article 21
Article 22
Article 23
Article 24
Article 25
Article 26
Article 27
Article 28
Article 29
Article 30
Article 31
Article 32
Article 33
Top