Article 9 |
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Article 10 |
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Article 11 |
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Article 12 |
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Article 13 |
In the case of GTSM listing of a call (put) warrant where the securities firm has obtained approval documents from the GTSM, the securities firm shall sign a GTSM listing contract for call (put) warrants with the GTSM, and the GTSM will announce GTSM listing of the warrants after obtaining approval from the competent authority.
After the competent authority approves the GTSM listing contract referred to in the preceding paragraph, the contract may be rescinded by reporting to the competent authority for approval under the following circumstances:
1. Where, prior to GTSM trading, there is a discovery by the competent authority or a letter of report from the GTSM of any of the circumstances under Article 8.
2. The securities firm applies to rescind the contract.
For the already-issued call (put) warrants in the preceding paragraph, the securities firm shall return the price with statutory interest included within 10 days from receipt of GTSM notice of approval for rescission of the GTSM listing contract. |
Article 13-1 |
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