| Article 44 |
Except where provided otherwise, a futures commission merchant shall comply with the following provisions when conducting futures trading on behalf of customers:
1. When a futures commission merchant is mandated to open an account, it shall enter into a brokerage contract with the principal specifying the account opening date, and the name, gender, age, profession, address, telephone number, and personal identification card number of the principal; where the principal is a juristic person it shall specify its name, address, uniform invoice number, and the respective rights and obligations of the futures commission merchant and the principal, and shall recognize these Rules, relevant public announcements, and the Rules Governing Brokerage Contracts of Futures Commission Merchants as being integral parts of the contract.
2. A principal who is a natural person shall open the account by appearing in person with his or her national identity card and affixing his or her signature or seal on site. Where the principal is a juristic person, the juristic person and the representative shall affix their signatures or seals on the brokerage contract and shall bestow a power of attorney.
3. The futures commission merchant shall assign an account number to the principal.
4. When the principal signs the brokerage agreement, a seal specimen or signature card of the principal shall be kept. The handling of futures trading procedures shall be effected against the same seal specimen or signature. |
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| Article 45 |
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| Article 46 |
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| Article 47 |
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| Article 48 |
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| Article 49 |
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| Article 58 |
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| Article 59 |
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| Article 62 |
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| Article 63 |
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| Article 64 |
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| Article 65 |
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| Article 66 |
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