| Article 33 |
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| Article 34 |
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| Article 35 |
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| Article 35-1 |
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| Article 35-2 |
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| Article 35-3 |
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| Article 35-4 |
When a securities broker trades securities under the mandate of a principal or a securities dealer trades securities for its own account by a method other than price negotiation, where any of the circumstances listed below is present in a single buy order or sell order, it shall be deemed a block trade; the methods for block trades shall be separately drafted by the GreTai and reported to and approved by the Competent Authority before implementation: 1. Block trade of a single security: refers to a single buy order or sell order for at least 500 trading units of a single listed security.
2. Block trade of a basket of stocks: refers to a single buy order or sell order for at least five listed stocks with a total value of at least NT$15 million.
Where the criterion in subparagraph 1 of the preceding paragraph is not met, but the total value of a single buy order or sell order is at least NT$15 million, it also may be a block trade of a single security. |
| Article 35-5 |
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| Article 35-6 |
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| Article 35-7 |
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| Article 35-8 |
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| Article 36 |
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| Article 37 |
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| Article 38 |
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| Article 39 |
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| Article 39-1 |
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| Article 39-2 |
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| Article 39-3 |
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| Article 39-4 |
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| Article 39-5 |
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| Article 39-6 |
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