14-1 |
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14-2 |
When the issuer has obtained the GreTai's OTC Trading Approval Letter and applies to the GreTai for OTC trading of its beneficial securities or asset-backed securities, it shall submit an application to the GreTai for OTC trading of the beneficial securities or asset-backed securities, filled out in full and including all required attachments. After case handlers have ascertained that a complete set of application documents has been submitted and carried out all application review procedures in accordance with GreTai regulations, they shall announce the OTC listing of the issue, and report monthly on the issue to the board of directors. The case handling department shall file a letter of report with the competent authority for recordation within the prescribed period, enclosing the OTC trading agreement for the beneficial securities or asset-backed securities entered into with the issuer. |