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Title Taiwan Futures Exchange Rules Governing the Use of Trading Information CH
Date 2004.12.22 ( Amended )

Article Content

Article 1
Article 2
Article 3
Article 4
Article 5
Article 6
Article 7
Article 8
Article 9
Article 10
Article 11
Article 12
Article 13
Article 14
Article 15
Article 16
Article 17
Article 18 A user applicant shall sign a written contract with each subscriber and place the original of such contract at its head office or the business place of its agent in Taiwan.  The user applicant shall submit a copy of the aforesaid contract to the TAIFEX for reference. The said contract shall specify that the subscriber shall comply with the provisions of these Regulations, and the penalty and the civil and criminal liabilities for making unlawful relaying of the trading information.  Upon the request of the TAIFEX to make a joint inspection of the place of its subscriber, the user applicant shall render cooperation without dodging or refusal.
Article 19
Article 20  An user which applies for setup of an equipment room for relaying trading information shall submit the following documentation for the permission of TAIFEX:  1. A photocopy of the title deed, lease agreement or use agreement for the premises where the equipment room will be located;  2. The original layout of the equipment room (including a floor plan and an elevation view drawing);  3. The original of the roster of liaison personnel and technical personnel assigned to the equipment room; and  4. A photocopy of the certificate issued by a TAIFEX-sanctioned telecommunications organization evidencing that the equipment room has passed its review and inspection.
Article 21
Article 22
Article 23
Article 24
Article 25
Article 26
Article 27
Article 28
Article 29
Article 30 Where a user applicant is in any of the following situations, the TAIFEX may mete out a penalty in the sum of NT$50,000 and notify it to make remedy or correction within a prescribed time period:  1. In violation of Articles 6, 11, or the first and second paragraphs of Article 18 herein; or  2. In violation of the provisions set forth in any circular of the competent authority or circular or public announcement of the TAIFEX and the offense is of serious nature.  A user applicant which violates the second paragraph of Article 11 herein may be exempt from the penalty, provided the user applicant is able to prove that it had exercised due care and has taken necessary legal actions afterwards against the unlawful use of trading information.
Article 31
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Article 36
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