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Title Operating Rules of the Taiwan Stock Exchange Corporation CH
Date 2004.07.21 ( Amended )

Article Content

Article 1
Article 2  Except as otherwise provided for in the relevant laws and regulations and the Articles of Incorporation of this Corporation, the operation of this Corporation shall be in accordance with these Rules.
Article 2-1  Normal notices, public announcements, and other documents and information sent by this Corporation to securities firms, listed companies, and informational companies and other institutions that has executed agreement with this Corporation may be transmitted through the Internet, dedicated data lines, electronic mail, and other electronic mass media.As applied to securities firms, this Corporation may effect substitute delivery by delivering such notices in the mailbox established by this Corporation on their behalf.  Emergency notices or demand notices to be given by this Corporation to the institutions referred to in the preceding Paragraph may be given orally, via telephone, or via other means (Added on April 24, 1998).
Article 3  The trading hours of the centralized securities exchange market established by this Corporation ("Exchange") shall be from 9:00 a.m. to 12:00 p.m.Where in the opinion of this Corporation it is needed, or upon the recommendation of the securities dealers association, request may be made to the Competent Authority for its amendment (Amended on March 30, 1998)
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Article 9-3
Article 10  Securities firms shall utilize the trading information and facilities provided by this Corporation in accordance with the regulations of this Corporation.If for reasons attributable to the responsibility of securities firms this Corporation suffers any damages, such firms shall be liable for compensation.  The guidelines regarding the usage of the trading information and facilities provided by this Corporation shall be separately prescribed.  Where the trading information and facilities provided by this Corporation suffers loss of connection or malfunctions such that normal operation is not possible, securities firms and their consigning principals (customers) may not request compensation from this Corporation (Amended on September 8, 1993).
Article 11  Subsequent to each market closing, the names or the code numbers of securities traded, the volume, the price, and the code of the selling and purchasing securities firms shall be tabulated and publicly announced by this Corporation in a daily trading report.  Subsequent to each market closing, the names or the code numbers of securities traded, the volume, the opening price, the highest price, the lowest price, the closing price, the change in closing price compared with the previous trading day, and the stock index shall be tabulated and publicly announced by this Corporation in a daily securities market report.  In the event quotes are offered, but there are no completed transactions, the daily securities market report shall incorporate the highest purchasing price offer and the lowest selling offer.
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