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Enforcement Letter
| Organisation | |
| Organisation | Letter of the Financial Supervisory Commission |
| Issue No. | |
| Issue No. | Financial-Supervisory-Securities-Firms 11201484601 CH |
| Issue Date | |
| Issue Date | 2023/12/07 |
| Content | |
| Content |
Letter of the Financial Supervisory Commission Issue date: 7 December 2023 Issue no.: Financial-Supervisory-Securities-Firms-11201484601 Statement: Please be advised that the 22 September 1997 Letter No. (86)-Taiwan-Finance-Securities-(4)-62673, the 23 March 2000 Letter No. (89)-Taiwan-Finance-Securities-(8)-26646, the 22 August 2001 Letter No. (90)-Taiwan-Finance-Securities-(8)-004011, and the 15 February 2002 Letter No. (91)-Taiwan-Finance-Securities-(8)-104987 (see attached list) of the former Securities and Futures Commission, Ministry of Finance cease to apply from this day forward. |
| Attached List-7 December 2023 Letter No. Financial-Supervisory-Securities-Firms-11201484601 |