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Enforcement Letter

Organisation
Organisation Order of the Financial Supervisory Commission
Issue No.
Issue No. Financial-Supervisory-Securities-Firms 1140384507 CH
Issue Date
Issue Date 2025/10/01
Content
Content     Order of the Financial Supervisory Commission (FSC)

    Issue Date: 1 October 2025
    Issue No.: Financial-Supervisory-Securities-Firms-1140384507

  1. This Order is issued pursuant to Article 5, paragraph 4 of the Regulations Governing Offshore Securities Branches.
  2. An offshore securities branch's monthly balance sheets and monthly and quarterly business statements (see attachments).
  3. An offshore securities branch, within 10 days after the end of each month and each quarter, shall file the statements referred to in the preceding paragraph through the One-Stop Window for Securities Firm Filings.
  4. After any foreign currency derivatives trade is executed, an offshore securities branch shall file the relevant information pursuant to the Taipei Exchange Administrative Directions for the Financial Derivatives Trade Database.
  5. This Order is effective from this day forward. The 18 February 2014 Order No. Financial-Supervisory-Securities-Firms-10300032444 of the Financial Supervisory Commission is repealed from this day forward.
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