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Contract for the Trading of Securities on the Taipei Exchange
________________ Co., Ltd., (hereinafter, the “Issuer”), in accordance with Article 5 of the Regulations Governing Securities Trading on the Taipei Exchange (the “Regulations”) has applied with the Taipei Exchange (TPEx) for the trading on the TPEx of its securities of which the public issuance has been duly approved. In accordance with Article 9 of the Regulations, the parties agree to enter into this Contract and to mutually comply with the requirements specified below:
Article 1
The securities for which the Issuer initially applies for trading on the TPEx pursuant to this Contract are as specified in the Annex.
If subsequently there is any addition, deletion, or amendment to the content of the Issuer's TPEx traded securities, the addition, deletion, or amendment to the content of the securities as recorded in the Application (or Filing for Registration) for TPEx Trading of Securities, the Filing for Registration of Conversion of Securities, or the Application for Amendment of the Content of Securities, as approved by the TPEx, shall form an integral part of this Contract for the Trading of Securities on the Taipei Exchange.
Article 2
Securities related laws and regulations and the rules and announcements of the TPEx all form an integral part of this Contract for the Trading of Securities on the Taipei Exchange, and both the Issuer and the TPEx shall comply with them.
Article 3
After the signing of this Contract, the Issuer shall, when the initial TPEx trading begins and within the first month of each year thereafter, pay the TPEx fees for the TPEx trading of securities at the TPEx trading fee rates set out in the Taipei Exchange Securities Listing Fee Rates adopted by the TPEx.
The Taipei Exchange Securities Listing Fee Rates mentioned in the preceding paragraph form an integral part of this Contract. In the event of any subsequent amendment to those Fee Rates, the amended Fee Rates shall apply.
Article 4
The TPEx, on the basis of related laws, regulations, TPEx rules, or as it deems necessary for other reasons, may alter the trading method or suspend or terminate the TPEx trading of the TPEx traded securities.
Article 5
The Issuer and the TPEx agree that the Taiwan Taipei District Court shall be the court of venue and jurisdiction for the litigation of any dispute arising out of or in connection with this Contract.
Article 6
This Contract is executed in five original counterparts. One counterpart shall be submitted to the competent authority and the remaining counterparts held by the Issuer and the TPEx.
Article 7
This Contract shall take effect after both the Issuer and the TPEx have affixed to it their official seals.
Contracting party:
Statutory representative:
Address:
Taipei Exchange
Statutory representative: Chairman
Address:
This ___ day of _____ _____
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