| Organisation |
| Organisation |
Order of the Financial Supervisory Commission |
| Issue No. |
| Issue No. |
Financial-Supervisory-Securities-Firms 1150343879
CH
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| Issue Date |
| Issue Date |
2026/06/15 |
| Content |
| Content |
Order of the Financial Supervisory Commission
Issue Date: 15 June 2026
Issue No.: Financial-Supervisory-Securities-Firms-1150343879
- Pursuant to Article 3, subparagraph 3 of the Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants, the scope within which a securities introducing broker may accept securities trading orders from securities investors and deliver them to a securities firm for execution is limited to trading (including margin trading and short selling) of TWSE and TPEx listed securities, trading of Emerging Stocks, public subscriptions, and trading of foreign securities.
- The scope of “trading of foreign securities” in the preceding Point shall be handled in accordance with Article 5, paragraph 1 and Article 6, paragraph 1 of the Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities.
- This Order is effective from this day forward. The 6 August 2014 Financial Supervisory Commission Order No. Financial-Supervisory-Securities-Firms-1030025906 is repealed from this day forward.
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