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Title	Regulations Governing Securities Firms CH
Date	2013.12.30 ( Amended )

Article Content

Article 22
Article 23
Article 24
Article 25
Article 26
Article 27
Article 28
Article 29
Article 29-1
Article 30
Article 30-1
Article 31
Article 31-1
Article 31-2
Article 31-3
Article 31-4
Article 32
Article 32-1
Article 33
Article 34
Article 35
Article 35-1
Article 36
Article 36-1
Article 36-2
Article 37
Article 37-1	When a securities firm accepts settlement by a customer by means of mutual offsetting of an equal quantity of securities purchased and sold in securities brokerage trading in which, after execution of the cash purchase of the securities, spot securities of the same type are then sold through the same account on the same business day, it shall do so pursuant to the Operational Rules Governing Day Trades of Securities as adopted by the Taiwan Stock Exchange and the GreTai Securities Marker. The type and scope of the securities under the preceding paragraph shall be separately prescribed by the FSC.
Article 38
Article 39
Article 40
Article 41
Article 42
Article 43
Article 44
Article 45

Article 59
Article 59-1

Article 68
Article 69	These Regulations shall enter into force from the date of issuance, with the exception of Articles 16 and 47 as amended and issued on 11 October 2012, which shall enter into force from the fiscal year of 2013, and of Articles 37 and 37-1 as amended and issued on 30 December 2013, which shall enter into force from 6 January 2014.