ࡱ! .-0!` ;AWN21.3 .J>>xxx 4G *q   0 G  |veUMOёvcw{tYTg |veW[_ё{I8RW[,{11303479011_N |veegl W113t^9g26e njeOnL?eblQ1X hQegQ[ ,ge N0OI8RFU{tGR,{VAS]Nh0,{NASNh,{N>k0,{NASNh,{]N>k0,{NAS Nh,{N0,{NAS NhKNN0,{NASVh,{NSI8Rfg^4XT gRNmi^zgQ萧c6R6R^UtnGR,{ NASh,{Nn(ulQ|vLlQS^zgQ萧c6R6R^UtnGR,{ NAS]Nh[KNvܕNY N (N)I8RFU_bnjY WclQS0I8RFU0I8RёNmi0I8RbnjgOUNmi0I8RbnjONmi0gFU0g}tNmi0gONmi0uRmibnjNmi0yR kWё0uRmibnj{tgOUlQS0RbgOUlQSSёybmiI{Nmi0 (N)I8RFUbnjKNY WNmiY;Qe WI8R{t_jiD}T~(The International Organization of Securities Commissions N N1zIOSCO)Yw㉙P_(N N1zMMoU)=|rgT0W&NS_vQI8RbgWgq vQb\OKNmiR{ WOvu0WI8Rg;N{_jܕ[pKN &NaO NR[t 10a,gg8hQKN!kew{mQ PggQTvu0WI8Rg;N{_jܕ3uˊ1SIgq *gegPgQ3uˊ ^bkvQ8hQ0FO gckvut1u (WgPF\nMR _3uˊ,gg^U\ ^U\gP N_NmQ Pg &NNN!kpP0 20S_1SIgqasS1XcpI8RNf@bN gPlQS&NoRw,gg0 ( N)I8RFUbnjKNY WNmiY;Qe^IOSCO MMoU=|rgT0Wb*gS_IOSCO MMoU=|rgTKNI8RbgWgq rI{Y WNmiKNqmi{ WN3uˊI8RFU},gg8hQKNmiRpP rI{Y WNmid,ggS g[Y aO NR[t 10 \YP=~M3uˊI8RFUKN \YP=~MuO N_N3uˊI8RFUmMRc[{ W tegPgwpNt^ _Bf_3uˊ^wN!k &NNNt^pP0 (N)I8RFUbnjKNY WuRmibnjNmi0yR kWё0uRmibnj{tgOUlQSSRbgOUlQSI{Nmi a&{T NR[ 10P}qI8Rb0qS}}miRKN}TI8RFU0 20bnjuRmibnjNmi0yR kWёdi(uI8RFUNmiRNT{tGR,{ASNhKNN[KNP6RY I8RFUKNNbSPNN N_dNruRmibnjNmi0yR kWё@bbnjNmiKN}tN0 30 \bnjKNuRmibnjNmi0yR kWёwQc6RR au[ NR{ (1)I8RFUaU0OruRmibnjNmi0yR kWё_bnjKN.z^{ W &N}cNgzlpN0 (2)I8RFUa\ruRmibnjNmi0yR kWёReQgQ萧c6R6R^jn{ 0 \P[lQSKNvt 0KNgQ萧c6R6R^\z{ &N[vcw{truRmibnjNmi0yR kWё)R[ܕONNfKNLp{SUt z^02bk)Rv]zSvQNvܕOULKNNf?eV{0 (3)uRmibnjNmi0yR kWё \jvlQSSvQNuRmibnjNmi0yR kWёKNbnj vܕbnjPMScks 1uI8RFU[gQr{Lc{ &Ne3u1XghBf c2ruRmibnjNmi0yR kWёKNRmiRnj 0 40I8RFUIbnjP[lQSdNuRmibnjNmi0yR kWёKNnfT%YN dOMRv[tY a&{T NR[ (1)I8RFUaS_}Nh]|vLN=~xe NRKNNN NqgQ-^ NQ-^qghzl kNJSxe TaKNqggzlplQ|vLhyKNI8RFU Q-^qgKNN=~xe NMR[M _N gNh]|vLN=~xeNJSxeqgKNQ-^ Q-^qghzl k NRKNNN NKN TaLKN0 (2)rP[lQSap gPNlN &N;QeIOSCO MMoU=|rgT0W Nvu0WlNAQ1rP[lQSp gPT%YKNnfT%YN0 (3)I8RFUa\rP[lQSReQgQ萧c6R6R^jn{ 0 \P[lQSKNvt 0KNgQ萧c6R6R^\z{0 (4)rP[lQSdNnfT%YN T%YQY}bvܕQY}eNfTT%YNKNN0bnjjv"umimiR{ W0bnjS{tzlV{ z^ &N^ngQ萕bnj[gYTg0 (5)rP[lQSdNnfT%YNKNuRmibnjNmi0yR kWё N_ \NNnjёb̀fOI vQwgnjёKNK(u N_bnjwQihHegKNёFUT0 (6)rP[lQSY|vu4KN`N I8RFUaew`bN[|vuKNew N PqmiegQ jwQN1uSvܕnjeT,gg3u1X0 (7)I8RFUaekt^^P}_g_Yg+^1\rP[lQSKNR0miRrl2Lg8h rP[lQS&Naekt^^B}N_uO TI8RFUt^^R1XJTTI8RFUcNg1XJTvQRmiRK\O`b_0 (mQ)I8RFUbnjёvܕNmiS^I8R0g0ёvܕNmi N_NI8RFUmkbnjKNY WNmifqmiv !qNMRT,gg3u1XQIbnjvu0WI8Rbg_ji N NmSI8RFUnjё/SQ !qHQ1X},gg8hQ0FOI8RFUNaeS_vu0WI8Rg;N{_jܕ8h|vKNIfeN_N PqmiegQ3u1X,ggPg0 20I8RFUY WP[lQS \NNuRmibnjNmi0yR kWёKNbnj RI8RFUklQSSvQP[lQS \ruRmibnjNmi0yR kWёKNbnj=~ёM *gNruRmibnjNmi0yR kWё=~nj"u~vRKNNASb*gNec^ NQCQ !qHQ1X},gg8hQ0 N0,gNsSeuHe,gg-Nl WN~vNt^mQgNeё{I8RW[,{NN NN]NNN_N sSe^bk0 e[ gܕ 0I8RFU{tGR 0,{49h0,{51h,{7>k0,{52h,{9>k0,{53h,{20,{53hKN10,{54h,{1 0I8Rfg^4XT gRNmi^zgQ萧c6R6R^UtnGR 0,{30h,{1KNvܕ[ sSeuHe Sёvcw{tYTg 107.06.01. ё{I8RW[,{10703209011_N^bk vܕlh 10lQ|vLlQSnjёS̀fOIUtnGR l W108t^3g7e (sLl) ,{1h ,gnGROI8RNfl(N N!|1z,gl),{ NASmQhKNN[[KN0 20I8RFU{tGR l W113t^3g6e (wkSHr!k) ,{19h I8RFUd1uё_ji|QqO gܕlN[Y vQ}qL gPI8RmiR aO NR[t N0c gNN,g WlQSNKN=~M N_NrlQS]|vLN=~MKN~vRKNASc gNN,g WlQS@b|vL gPI8RKNb,g=~M &N N_NrI8RFUmkpP N0I8RNmi Sbvu0W WlNQ1vQ}qKNvܕI8R0g0ёI{miR0 N0vQN},gg8hQ_IbnjKNvܕNmi0 ,{51h I8RFU3uˊbnje-Y WNmi ajwQ NRfNT,gg3uˊ8hQ N0lQSz zbvvuelQSz zKNeN0 N0bnjkuf vQgQ[a f NRN (N)bnjkua+Tbnjvv0gHev0njёOn0K(uku0qmiku0njёV6ekuI{v0YpclQSWKa a\QIbnjKNbnjkuNuOcQ0 (N)miR}qKNSGRa+TlQS-n0Wޞ0nj,gM0}qmiR0qmiv0miR}qV{euI{v0 ( N)D}T~}6Rwca+TlQSD}T~WbclQSƖWD}T~W0萀wcR]I{v0 (V)NTRa+TNT}6R0NTWSNT{t{I{v0 (N)4X0WS-Pila+T4X0WHOn0͑-PilI{v0 (mQ)*gO Nt^R,na+T0*gO Nt^R0OS}hfI{v0 N0cNg0tNgpNbqggzlp0 V0gяNg}g+^g8h=|Ib8hKNR1XJT0 N0 \IbnjbQIbnjcN~vRKNNASKNwmYNmia[{tl vQgQ[aSb NR (N){t{ W0 (N){teTSSGR0 ( N)R0miRSg\OmiKN{t0 (V)nj"uKN{t0 (N)[ga\OKNR1Xh0 (mQ)R0miRgQ萚[gg8hKNe_0 (N)vQNYNN\OmiKN{t0 \IbnjNmiKNgQ萧c6R=z8h\OmiI{0 mQ03uˊewmgQYbnjNmif0}h0 N0vQN},gg[acQKNeN0 ,{52h I8RFU3uˊIbnjY WNmiajwQ NRfNT,gg3uˊ8hQ N0lQSz zbvvuelQSz zKNeN0 N0bnjkufa+Tbnjvv0gHev0njёOn0njёV6eku0bnjY WNmi*gO Nt^kt^6e/evKN0OI{v0 N0cNg0tNgpNbqggzlp0 V0gяNg}g+^g8h=|Ib8hKNR1XJT0 N0 \IbnjbQIbnjcN~vRKNNASKNwmYNmia[{tl vQgQ[aSb NR (N){t{ W0 (N){teTSSGR0 ( N)R0miRSg\OmiKN{t0 (V)nj"uKN{t0 (N)[ga\OKNR1Xh0 (mQ)R0miRgQ萚[gg8hKNe_0 (N)vQNYNN\OmiKN{t0 \IbnjNmiKNgQ萧c6R=z8h\OmiI{0 mQ03uˊewmgQYbnjNmif0}h0 N0@bIbnjNmiila+TlQS!|N0lQSD}T~0nj,gSN0@bqmiRv.z^Sgя Nt^^RrlI{v0 kQ0T(b)njTSpf0 ]N0vQN},gg[acQKNeN0 ,{53h I8RFU},gg8hQKNbnjN g NR`NKNN ajwQN1uSvܕnjeT,gg3u1X N0qmivb͑'YqK?eV{f0 N0I8RFUbvQwmYP[lQSSc gNksR0 N0ceb\Pbkqmi0 V0f_ji T1z0 N0vQNё_jiTuO0bShQb͑RKNnj"ubqmi0 mQ0|vu͑te0n{b4x"uKN`N0 N0]|vubSKN͑'Yg dHhN0 kQ0͑'YUHhNbwmY0W@S;N{_jܕdb^bkvQqmi1S0 ]N0vQN͑'YNN0 MR,{N>k,{mQ>kKNN d,ggS g[Y I8RFUaeNMR3u1XMR,{N>k,{]N>kKNN I8RFUaew`bN[|vuKNew N PqmiegQ3u1X0 ,{53-1h I8RFU},gg8hQbnjwmYNmi d,ggS g[Y aO NR[t N0kc[B}N_ASNegQT,ggcN@bbnjwmYP[lQSKNmiR1XJT rmiR1XJTaS+TmiRt`b_06e/erl0HevU0OI{gQ[0 N0ekg3u1XghBf auO Tj@bbnjwmYNmiKNqKrl0 N0e,ggc[KNnj 3u1X|q}kX1XbnjwmYNmiKNW,gnje0 V0,gg[acQKNvQNnjebeN0 ,{54h I8RFUbnjKNwmYP[lQSIbnjvQN_ji bwmYP[lQSIbnjKN_jiQIbnjvQN_ji YvQ@bIbnjKN_jiTwQlQSlܕOOmiz@b[KN[ꌧc6R_l\ܕO d,ggS g[Y aHQ1X},gg8hQ0 MR},gg8hQKNIbnjN ae[bnj_ASegQjwQvܕIfeN3u1X,ggPg0 I8RFUO,{NIbnjwmYNmi vQO,{NASNh,{N>kf,{NASNh,{N>k[ajwQKNwmYNmi{tl _e[bnj_ASegQuOMRvܕIfeN3u1X,ggPg0 30I8RFUNmiRNT{tGR l W113t^3g6e (wkSHr!k) ,{11-1h I8RFUKNN N_EQNL0ёclQS0OlQS0O(uT\O>y0(o)gO(u0hy8RёlQS0gmi0OmibvQNI8RmiKNN0FO NR`b_ N(WdkP N0VI8RFUrI{_jiKNbnjܕO N!qcNw0}tNNv|QN`N &N},gg8hQ0 N0Vyrk},gg8hQ _dNrI{_jiKNcNw0 N0I8RFUpёclQSKNP[lQS vQN_|QNrclQSbvQNP[lQSKNN0FOP[lQS N_ g}tNNv|QNKN`N0 V0I8RFUpёclQSKNlNcN0v[N vQNVdNrclQSKNN _|QNrclQSP[lQSKNcN0v[N0 I8RFUVlQ|vLKN^ё_ji gbnjܕO I8RFUKNN N_dNrbnjlQSKNcNw0}tN0 I8RFUNKN|QNLp I8RFUa^zgQ[8hc{_j6R NxO,gwS|QNwRKN gHeWL &N}cI8RFUmiRKNck8^K\O N_m g)Rv]z0USI8Rvܕ[bgQ萧c6R6R^KN`N &NaxOqg kv0 I8RFUaOdvQbnj{t0{t?eV{S,gGRKN[ [g \N|QNwRKN>~HeNN8h 8hP}g\Op|~~|QNSLn|QNwRKN͑S0 40lQ|vLlQS^zgQ萧c6R6R^UtnGR l W113t^4g22e (sLl) ,{39h lQ|vLlQS \vQP[lQS}q{tKNvcw{t \aSb NRc6R\Omi N0lQSTP[lQSa^zivuvD}T~c6Rgi SbP[lQScN0v[NS͑}tNKNxN0c>m kKNe_Snj1Xl?eV{6R^I{N0 N0lQSaRvQP[lQSteԚKN}qV{eu0{t?eV{c\SGR OOTP[lQSdNd[vܕmiRKN}qku0{tKN?eV{S z^0 N0lQSa[vQTP[lQS SbmiR@S0Uc=m0Pee_0X[Mn0a6eaN3^>kKNhN03^RUtI{KN?eV{S z^0 V0lQSa[vQvcw{tTP[lQS͑'YR0miRN SbNmikuS{0͑'Y-PbnjSIbnj0 PPR0njёNN0̀fOI0PRb0 gPI8RSMu'`ёFUTKNbnj0͑QY}0͑'Y"uRSi(u WR1X\nGR0\mi$Re0͑g?eV{0O{ p n J20&~f2 ^` ^` W^`W n:^n`:\v>N4jJ,f X^`X n:^n`: ^` W^`W ^`$ , j !!v"#v$$$%%%%$&.&j&&&H' W^`W Q:^Q`: k^k` X^`XH'''2(l((()h)z)))))*P*r*****n+++",4,L, k^k` Q:^Q`: W^`WL,p,,,, -,-----&.H.v..../&/`/t/00T001B1 k^k` Q:^Q`: W^`WB1h1r1.2~23^3l34^44555647777X88R9j::::;; k^k` Q:^Q`:,1h/ =!"#$% j 2 0@P`p2( 0@P`p 0@P`p 0@P`p 0@P`p 0@P`p 0@P`p8XV~ OJPJQJ^J_HmH sH tH 0@0 NormalCJaJDAD Default Paragraph FontRiR  Table Normal4 l4a (k(No ListJ;H'L,B1; !"#$Gz Times New Roman5Symbol3& z Arial@"h!r4d2X ?>{2#xxUnknown>{U*  FMicrosoft Office Word Document MSWordDocWord.Document.89qOh+'0t      (4T `l@@@ Aspose.Words1 Normal.dot@՜.+,0 X `hp |   Title    !"#$%&')+,-./0234Root Entry F&@ 1Table CompObj(qWordDocument.JSummaryInformation(*DocumentSummaryInformation81  !"#$%'()*+,/