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Enforcement Letter
| Organisation | |
| Organisation | Order of the Financial Supervisory Commission |
| Issue No. | |
| Issue No. | Financial-Supervisory-Securities-Firms 10703209866CH |
| Issue Date | |
| Issue Date | 2018/07/02 |
| Content | |
| Content |
Order of the Financial Supervisory Commission (FSC) Issue date: 2 July 2018 Issue No.: Issue no.: Financial-Supervisory-Securities-Firms-10703209866 Pursuant to Article 6, paragraph 1 of the Securities and Exchange Act, exchange-traded notes issued by securities firms are approved as "securities" as referred to in the Securities and Exchange Act. Originals: To be posted on the public notice boards of the FSC and the Securities and Futures Bureau of the FSC Copies: Legal Affairs Committee, Executive Yuan; Central Bank of the Republic of China (Taiwan); Ministry of Finance; FSC (Department of Legal Affairs; Department of Information Management); FSC Banking Bureau; FSC Insurance Bureau; FSC Financial Examination Bureau; Taiwan Securities Association; Taiwan Stock Exchange Corporation; Taipei Exchange; Taiwan Depository & Clearing Corporation; Securities & Futures Institute; Lex Data Information Inc.; Root International Information Co., Ltd.; Winkler Partners, Attorneys at Law |