中英法規對照表

752 筆,共 38 頁,目前第 1
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中文法規名稱(依筆劃排序▲ 英文法規名稱 English name of regulations(依字母排序 Sort in alphabetical order▼
1. 「○○股份有限公司併購資訊揭露自律規範」參考範例 XXX Co., Ltd. Self-Regulatory Rules on Disclosure of Merger and Acquisition Information, Template Version
2. 信託契約範本 Trust Agreement Template
3. 全權委託三方權義協定書範本(配合客戶信託保管機構者) Tripartite Agreement of Discretionary Investment(For Clients Entrusting Assets to the Custodian Institution)
4. 全權委託三方權義協定書範本(配合客戶委任保管機構者) Tripartite Agreement of Discretionary Investment(For Clients Engaging the Custodian Institution)
5. 個人資料保護法之特定目的及個人資料之類別 The specific purpose and the classification of personal information of the Personal Information Protection Act
6. 中華民國證券投資信託暨顧問商業同業公會境外基金人員培訓計畫要點 The Securities Investment Trust and Consulting Association Key Points for Staff Training Plan of Offshore Funds
7. 中華民國證券投資信託暨顧問商業同業公會境外基金廣告及營業促銷活動行為規範 The Securities Investment Trust and Consulting Association Guidelines Governing Advertisement and Promotional Activities for Offshore Funds
8. 中華民國證券投資信託暨顧問商業同業公會「會員及其銷售機構從事廣告及營業活動行為規範」 The Securities Investment Trust and Consulting Association Guidelines for Advertisements and Business Activities Performed by Members and Their Sales Agents
9. 中華民國證券投資信託暨顧問商業同業公會境外基金資訊合作契約應行記載事項 The Securities Investment Trust & Consulting Association Guidelines Governing Items to be Contained in the Information Cooperation Agreement of Offshore Funds
10. 中華民國證券投資信託暨顧問商業同業公會境外基金營業保證金處理要點 The Securities Investment Trust & Consulting Association Directions Governing Handling of Operating Bonds for Offshore Funds
11. 金融機構合併法 The Financial Institutions Merger Act
12. 銀行法 The Banking Act of The Republic of China
13. 證券商辦理有價證券買賣融資融券業務信用交易帳戶開立條件 Terms for Establishment of Margin Accounts With Securities Firms for Margin and Stock Loans
14. 「○○股份有限公司併購特別委員會組織規程」參考範例 Template of Articles of Association of Special Committee on Mergers and Acquisitions for Companies Limited by Shares
15. 中華民國證券商業同業公會證券商防制洗錢及打擊資恐注意事項範本 Template for Guidelines Governing Anti-Money Laundering and Countering Terrorism Financing of Securities Firms
16. 臺灣證券交易所股份有限公司辦理重大訊息說明記者會申報書 Taiwan Stock Exchange Registration Form for Press Conferences Regarding Material Information of Companies
17. 臺灣證券交易所處理證券商或其受僱人員申復查核缺失處置案件作業程序 Taiwan Stock Exchange Operating Procedures for the Handling of an Appeal by a Securities Firm or Securities Firm Employee Against an Enforcement Action on a Deficiency Identified in an Audit
18. 臺灣證券交易所股份有限公司證券經紀商使用網際網路等電子式交易型態製作買賣委託紀錄之處理流程 Taiwan Stock Exchange Corporations Directions for Securities Brokers Preparing Trading Order Records Using the Internet or Other Electronic Means of Trading
19. 臺灣證券交易所股份有限公司證券承銷商申報受輔導公司基本資料作業辦法 Taiwan Stock Exchange Corporation's ("TWSE") Rules Governing the Reporting of Basic Information of Advisory Client Companies by Securities Underwriters
20. 臺灣證券交易所股份有限公司辦理證券投資信託/顧問事業員工暨其配偶及未成年子女委託查詢證券開戶及交易資料作業程序 Taiwan Stock Exchange Corporation's ("TWSE") Procedures for Inquiries Regarding Account Opening and Trading Data of Employees of Securities Investment Trust Enterprises and Their Spouses and Minor Children
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